Registration - Organization

Investment Industry Association of Canada (IIAC) / Laura Paglia, President and CEO

Registration Information

Organization name: Investment Industry Association of Canada (IIAC)
Previous Organization names
Senior Officer Name: Laura Paglia, President and CEO
Senior Officer Change History
Initial registration start date: 2010-04-27
Registration status: Active
Projected end date: No date provided
Registration number: 8132-1823

Associated Lobbying Activity Reports

Total number of Lobbying Activity Reports: 1

Lobbying Activity Reports - last 6 months: 0

Version 25 of 35 (2023-03-07 to 2023-05-30)

Registration versions:

Version 25 of 35 (2023-03-07 to 2023-05-30)

Lobbying Information

Subject Matter of the Lobbying Activities

Details Regarding the Identified Subject Matter

Will any of the lobbyists listed within this registration arrange a meeting between a public office holder and any other individual for the purpose of attempting to influence any of the matters listed below:

Specific Topics of Lobbying Communications	Intended Outcomes	Associated Subject Matters
Advocacy regarding capital raising incentives for small and mid-sized business in British Columbia.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation	Finances and Budgets, Financial Institutions, Taxation and Finance
Advocacy regarding changes to securities regulation in British Columbia including proposed regulations contemplated by the Canadian Securities Administrators (CSA).	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation	Finances and Budgets, Financial Institutions, Taxation and Finance
Advocacy regarding topics specific to the British Columbia Securities Commission.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions
Harmonization and simplification of Canadian wide securities legislation.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation	Finances and Budgets, Financial Institutions, Taxation and Finance
Policy Recommendations to the British Columbia Securities Commission regarding the planned consolidation of self-regulatory organizations in Canada	Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Financial Institutions

BC Ministries/Provincial Entities

British Columbia Securities Commission
Finance

Organization Details

Senior Officer Name and Position during the Period of this Registration

Laura Paglia, President and CEO

Organization Contact Information

Investment Industry Association of Canada (IIAC)

Address:
100 Wellington St. W.
Suite 1910, TD West Tower PO Box 173
Toronto, ON M5K 1H6
Canada

Telephone number: 416-687-3036

Description of Activities

IIAC is a member-based professional association with approximately 120 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.

Gifts or benefits provided by the organization

Gifts or Benefits Provided to Public Officer Holders
Name	Gift or Benefit Description	Circumstance	Date Promised	Value Promised	Date Given	Value Given
No Records

Contributors to the Lobbying Activity

No person or organization contributed over $1000CDN, within the preceding 12 months, toward the lobbying activity on behalf of the organization that has a direct interest in the outcome of the lobbying activity.

Government Funding in the Last 12 Months

No government funding was requested or received within the preceding 12 months.

Coalition Members Information

Investment Industry Association of Canada (IIAC) is not a coalition member.

Affiliates with a Direct Interest in the Outcome

Investment Industry Association of Canada (IIAC) does not have any affiliates that could have a direct interest in the outcome of the lobbying activities

Other Persons or Organizations with Direct Interests

The activities of Investment Industry Association of Canada (IIAC) are not controlled or directed by another person or organization with a direct interest in the outcome of this undertaking.

Lobbyists Details

Lobbyists Employed by this Organization

Lobbyist

Contributions

Chris Climo
Subscribes to a Code of Conduct: No
Former Public Office Holder in BC: No