Registration - Organization

Investment Industry Association of Canada (IIAC) / Laura Paglia, President and CEO

Registration Information

Organization name: Investment Industry Association of Canada (IIAC)
Previous Organization names
Senior Officer Name: Laura Paglia, President and CEO
Senior Officer Change History
Initial registration start date: 2010-04-27
Registration status: Active
Projected end date: No date provided
Registration number: 8132-1823

Associated Lobbying Activity Reports

Total number of Lobbying Activity Reports: 2

Lobbying Activity Reports - last 6 months: 1

Version 35 of 36 (2024-10-24 to 2024-12-13)

Registration versions:

Version 35 of 36 (2024-10-24 to 2024-12-13)

Lobbying Information

Subject Matter of the Lobbying Activities

Details Regarding the Identified Subject Matter

Will any of the lobbyists listed within this registration arrange a meeting between a public office holder and any other individual for the purpose of attempting to influence any of the matters listed below:

Specific Topics of Lobbying Communications	Intended Outcomes	Associated Subject Matters
Advocacy regarding tax incentives for financial services in British Columbia.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions, Taxation and Finance
Advocating for a reduction in unnecessary, ineffective, and outdated administration imposed without investor benefit, proportionate regulation, and the avoidance and streamlining of duplicative requirements. This includes advocacy regarding securities regulations in British Columbia and changes proposed by the Canadian Securities Administrators (CSA).	Development of any legislative proposal by the government of British Columbia, a Provincial entity or a member of the Legislative Assembly Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions, Taxation and Finance
Advocating for consistency and harmonization in respect of advisor incorporation in response to options proposed by the Canadian Investment Regulatory Organization.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions, Taxation and Finance

BC Ministries/Provincial Entities

British Columbia Securities Commission
Finance

Organization Details

Senior Officer Name and Position during the Period of this Registration

Laura Paglia, President and CEO

Organization Contact Information

Investment Industry Association of Canada (IIAC)

Address:
100 Wellington Street West, Suite 1910
TD West Tower, PO Box 173
Toronto, ON M5K 1H6
Canada

Telephone number: 437-329-8858

Description of Activities

The IIAC is the independent, constructive, and informed voice of investment firms that provide products and services to retail and institutional investors in Canada. The IIAC engages with government and regulators, on members’ behalf, to ensure healthy, growing, and compliant markets for investors.

Gifts or benefits provided by the organization

Gifts or Benefits Provided to Public Officer Holders
Name	Gift or Benefit Description	Circumstance	Date Promised	Value Promised	Date Given	Value Given
No Records

Contributors to the Lobbying Activity

No person or organization contributed over $1000CDN, within the preceding 12 months, toward the lobbying activity on behalf of the organization that has a direct interest in the outcome of the lobbying activity.

Government Funding in the Last 12 Months

No government funding was requested or received within the preceding 12 months.

Coalition Members Information

Investment Industry Association of Canada (IIAC) is not a coalition member.

Affiliates with a Direct Interest in the Outcome

Investment Industry Association of Canada (IIAC) does not have any affiliates that could have a direct interest in the outcome of the lobbying activities

Other Persons or Organizations with Direct Interests

The activities of Investment Industry Association of Canada (IIAC) are not controlled or directed by another person or organization with a direct interest in the outcome of this undertaking.

Lobbyists Details

Lobbyists Employed by this Organization

Lobbyist

Contributions

Tina Kremmidas
Subscribes to a Code of Conduct: No
Former Public Office Holder in BC: No

Lobbied or plans to lobby a member of the Legislative Assembly, including a Minister or Premier, on behalf of this organization, on or after 2024-09-21: No

Laura Paglia
Subscribes to a Code of Conduct: Yes
Former Public Office Holder in BC: No

Lobbied or plans to lobby a member of the Legislative Assembly, including a Minister or Premier, on behalf of this organization, on or after 2024-09-21: No

Jonathan Preece
Subscribes to a Code of Conduct: Yes
Former Public Office Holder in BC: No

Lobbied or plans to lobby a member of the Legislative Assembly, including a Minister or Premier, on behalf of this organization, on or after 2024-09-21: No

Investment Industry Association of Canada (IIAC)

Name change history

Name change history
Name	From	To
Investment Industry Association of Canada (IIAC)	2012-03-21	current
Investment Industry Association of Canada	2010-04-27	2011-07-08

Investment Industry Association of Canada (IIAC)

Senior Officer History
Senior Officer Name	From (YYYY-MM-DD)	To (YYYY-MM-DD)
Laura Paglia	2021-08-01	Current
Ian Russell	2010-04-27	2021-08-01

Laura Paglia, President and CEO (Organization)

Learn more...

Designated Filers are required to submit a Lobbying Activity Report for each lobbying activity with a senior public officer holder. The name of the most senior paid officer (i.e. the designated filer) will appear on all in-house Lobbying Activity Reports, whether or not he/she participated in the activity.

Note: Lobbying Activity Reports are due on the 15^th day of each month for lobbying activities that took place in the previous month.

Results below are sorted by posted date, beginning with the most recent.

Results 1-2 of 2

Investment Industry Association of Canada (IIAC)
Organization

Senior Public Office Holders who were lobbied in this activity:
- Brenda Leong, Chair and CEO | British Columbia Securities Commission
Lobbying Activity date: 2024-11-14
Lobbyists who performed the lobbying activity: Laura Paglia
Posted date: 2024-12-16
Lobbying Activity number: 1823-38285 View Lobbying Activity Report
Investment Industry Association of Canada (IIAC)
Organization

Senior Public Office Holders who were lobbied in this activity:
- Brenda Leong, Chair and CEO | British Columbia Securities Commission
Lobbying Activity date: 2022-06-22
Lobbyists who performed the lobbying activity: Laura Paglia
Posted date: 2022-07-15
Lobbying Activity number: 1823-19464 View Lobbying Activity Report

Laura Paglia, President and CEO (Organization)

Learn more...

Results below are sorted by posted date, beginning with the most recent.

Results 1-2 of 2

Investment Industry Association of Canada (IIAC)
Organization

Senior Public Office Holders who were lobbied in this activity:
- Brenda Leong, Chair and CEO | British Columbia Securities Commission
Lobbying Activity date: 2024-11-14
Lobbyists who performed the lobbying activity: Laura Paglia
Posted date: 2024-12-16
Lobbying Activity number: 1823-38285 View Lobbying Activity Report

Date Modified:: 2024-12-13

Menus

www.lobbyistsregistrar.bc.ca

Registration - Organization

Investment Industry Association of Canada (IIAC) / Laura Paglia, President and CEO

Registration Information

Associated Lobbying Activity Reports

Version 35 of 36 (2024-10-24 to 2024-12-13)

Version 35 of 36 (2024-10-24 to 2024-12-13)

Details Regarding the Identified Subject Matter

BC Ministries/Provincial Entities

Senior Officer Name and Position during the Period of this Registration

Organization Contact Information

Description of Activities

Gifts or benefits provided by the organization

Contributors to the Lobbying Activity

Government Funding in the Last 12 Months

Coalition Members Information

Affiliates with a Direct Interest in the Outcome

Other Persons or Organizations with Direct Interests