Investment Industry Regulatory Organization of Canada (IIROC)
Registration:
35
of
36
(2023-01-10
to
2023-02-13)
Details Regarding the Identified Subject Matter
Specific Topics of Lobbying Communications
|
Intended Outcomes
|
Associated Subject Matters
|
IIROC is a recognized self-regulatory organization under the BC Securities Act. We are seeking amendments to the Securities Act to: 1) grant us immunity in the exercise of our regulatory duty; 2) allow us to compel evidence in our disciplinary investigations and hearings; and 3) enhance investor protection and make self regulation more effective and efficient.
|
Introduction, amendment, passage or defeat of any Bill or resolution in or before the Legislative Assembly, Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation, Development of any legislative proposal by the government of British Columbia, a Provincial entity or a member of the Legislative Assembly
|
Financial Institutions
|