Investment Industry Regulatory Organization of Canada (IIROC)
Registration:
33
of
36
(2022-11-09
to
2022-12-09)
Details Regarding the Identified Subject Matter
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Specific Topics of Lobbying Communications
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Intended Outcomes
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Associated Subject Matters
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IIROC is a recognized self-regulatory organization under the BC Securities Act. We are seeking amendments to the Securities Act to: 1) grant us immunity in the exercise of our regulatory duty; 2) allow us to compel evidence in our disciplinary investigations and hearings; and 3) enhance investor protection and make self regulation more effective and efficient.
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Introduction, amendment, passage or defeat of any Bill or resolution in or before the Legislative Assembly, Development of any legislative proposal by the government of British Columbia, a Provincial entity or a member of the Legislative Assembly, Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation
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Financial Institutions
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