Investment Industry Regulatory Organization of Canada (IIROC)
Registration:
20
of
36
(2021-09-01
to
2021-11-09)
Details Regarding the Identified Subject Matter
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Specific Topics of Lobbying Communications
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Intended Outcomes
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Associated Subject Matters
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IIROC is a recognized self-regulatory organization under the BC Securities Act. We are seeking amendments to the Securities Act to: 1) grant us immunity in the exercise of our regulatory duty; 2) allow us to compel evidence in our disciplinary investigations and hearings; and 3) enhance investor protection and make self regulation more effective and efficient.
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Development of any legislative proposal by the government of British Columbia, a Provincial entity or a member of the Legislative Assembly, Introduction, amendment, passage or defeat of any Bill or resolution in or before the Legislative Assembly, Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation
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Financial Institutions
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