Review Registration - Organization

This version of the registration was submitted prior to the Lobbying Transparency Act coming into force on May 4, 2020. Due to different information requirements at that time, the registration is presented in the following format.

Registration ID: 940789
Submitted by lobbyist on: April 4, 2019 09:52:29 AM
Accepted by Registrar on: April 4, 2019 11:46:26 AM

Designated Filer Information

Kriegler, Andrew J  
121 King Street West Suite 2000  
Toronto, ON, M5H 3T9
 416-364-6133
Canada  

Organization Information

Investment Industry Regulatory Organization of Canada (IIROC)  
IIROC is the pan-Canadian public interest self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada
121 King Street West Suite 2000  
Toronto, BC, M5H 3T9
 514-392-3412
Canada  

Relevant Affiliates

The client has no relevant affiliates.

Government or Government Agency Funding


The organization does not receive any funding from a government or government agency.

Other Controlling or Directing Interests

The organization has no other controlling or directing interests.

Active Registration Period

April 4, 2019  
October 4, 2019  

Organization's In-House Lobbyists

 



Name: Becker, Lucy
 
April 4, 2019  
Inactivation Date: October 7, 2019

BC Public Office Background

This individual has not held any public office positions in BC.

Lobbying Activities

Financial Institutions

Introduction, modification or repeal of legislation, a bill or regulation

IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.

Target Contacts

Target Type Name Title or Constituency Date Added
Minister Eby, David Minister of Attorney General April 4, 2019
Staff of Minister Harder, Derrick Minister of Attorney General April 4, 2019
Staff of Minister Henry, Molly Minister of Finance April 4, 2019
Minister Horgan, John Premier April 4, 2019
Minister James, Carole Minister of Finance April 4, 2019
Staff of Minister Lawson, Liam Minister of Finance April 4, 2019
Staff of Minister Nanninga, Tanera Minister of Attorney General April 4, 2019
Staff of Minister Reid, Heidi Minister of Finance April 4, 2019
Staff of Minister Spilker, Robyn Minister of Finance April 4, 2019
MLA Kang, Anne Burnaby-Deer Lake April 4, 2019
Public Agency British Columbia Securities Commission April 4, 2019
Public Agency Finance April 4, 2019

Name: Funt, Warren
 
April 4, 2019  
Inactivation Date: October 7, 2019

BC Public Office Background

This individual has not held any public office positions in BC.

Lobbying Activities

Financial Institutions

Introduction, modification or repeal of legislation, a bill or regulation

IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.

Target Contacts

Target Type Name Title or Constituency Date Added
Minister Eby, David Minister of Attorney General April 4, 2019
Staff of Minister Harder, Derrick Minister of Attorney General April 4, 2019
Staff of Minister Henry, Molly Minister of Finance April 4, 2019
Minister Horgan, John Premier April 4, 2019
Minister James, Carole Minister of Finance April 4, 2019
Staff of Minister Lawson, Liam Minister of Finance April 4, 2019
Staff of Minister Nanninga, Tanera Minister of Attorney General April 4, 2019
Staff of Minister Reid, Heidi Minister of Finance April 4, 2019
Staff of Minister Spilker, Robyn Minister of Finance April 4, 2019
MLA Kang, Anne Burnaby-Deer Lake April 4, 2019
Public Agency British Columbia Securities Commission April 4, 2019
Public Agency Finance April 4, 2019

Name: Howard, Paul
 
April 4, 2019  
Inactivation Date: October 7, 2019

BC Public Office Background

This individual has not held any public office positions in BC.

Lobbying Activities

Financial Institutions

Introduction, modification or repeal of legislation, a bill or regulation

IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.

Target Contacts

Target Type Name Title or Constituency Date Added
Minister Eby, David Minister of Attorney General April 4, 2019
Staff of Minister Harder, Derrick Minister of Attorney General April 4, 2019
Staff of Minister Henry, Molly Minister of Finance April 4, 2019
Minister Horgan, John Premier April 4, 2019
Minister James, Carole Minister of Finance April 4, 2019
Staff of Minister Lawson, Liam Minister of Finance April 4, 2019
Staff of Minister Nanninga, Tanera Minister of Attorney General April 4, 2019
Staff of Minister Reid, Heidi Minister of Finance April 4, 2019
Staff of Minister Spilker, Robyn Minister of Finance April 4, 2019
MLA Kang, Anne Burnaby-Deer Lake April 4, 2019
Public Agency British Columbia Securities Commission April 4, 2019
Public Agency Finance April 4, 2019

Name: Kriegler, Andrew J
 
April 4, 2019  
Inactivation Date: October 7, 2019

BC Public Office Background

This individual has not held any public office positions in BC.

Lobbying Activities

Financial Institutions

Introduction, modification or repeal of legislation, a bill or regulation

IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.

Target Contacts

Target Type Name Title or Constituency Date Added
Minister Eby, David Minister of Attorney General April 4, 2019
Staff of Minister Harder, Derrick Minister of Attorney General April 4, 2019
Staff of Minister Henry, Molly Minister of Finance April 4, 2019
Minister Horgan, John Premier April 4, 2019
Minister James, Carole Minister of Finance April 4, 2019
Staff of Minister Lawson, Liam Minister of Finance April 4, 2019
Staff of Minister Nanninga, Tanera Minister of Attorney General April 4, 2019
Staff of Minister Reid, Heidi Minister of Finance April 4, 2019
Staff of Minister Spilker, Robyn Minister of Finance April 4, 2019
MLA Kang, Anne Burnaby-Deer Lake April 4, 2019
Public Agency British Columbia Securities Commission April 4, 2019
Public Agency Finance April 4, 2019

Name: Renzella, Elsa
 
April 4, 2019  
Inactivation Date: October 7, 2019

BC Public Office Background

This individual has not held any public office positions in BC.

Lobbying Activities

Financial Institutions

Introduction, modification or repeal of legislation, a bill or regulation

IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.

Target Contacts

Target Type Name Title or Constituency Date Added
Minister Eby, David Minister of Attorney General April 4, 2019
Staff of Minister Harder, Derrick Minister of Attorney General April 4, 2019
Staff of Minister Henry, Molly Minister of Finance April 4, 2019
Minister Horgan, John Premier April 4, 2019
Minister James, Carole Minister of Finance April 4, 2019
Staff of Minister Lawson, Liam Minister of Finance April 4, 2019
Staff of Minister Nanninga, Tanera Minister of Attorney General April 4, 2019
Staff of Minister Reid, Heidi Minister of Finance April 4, 2019
Staff of Minister Spilker, Robyn Minister of Finance April 4, 2019
MLA Kang, Anne Burnaby-Deer Lake April 4, 2019
Public Agency British Columbia Securities Commission April 4, 2019
Public Agency Finance April 4, 2019