This version of the registration was submitted prior to the Lobbying Transparency Act coming into force on May 4, 2020. Due to different information requirements at that time, the registration is presented in the following format.
Registration ID: 839711 Submitted by lobbyist on: October 3, 2018 12:22:23 PM Accepted by Registrar on: October 3, 2018 12:39:26 PM
Designated Filer Information
Kriegler, Andrew J
121 King Street West Suite 2000
Toronto, ON, M5H 3T9
416-364-6133
Canada
Organization Information
Investment Industry Regulatory Organization of Canada (IIROC)
IIROC is the pan-Canadian public interest self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada
121 King Street West Suite 2000
Toronto, BC, M5H 3T9
514-392-3412
Canada
Relevant Affiliates
The client has no relevant affiliates.
Government or Government Agency Funding
The organization does not receive any funding from a government or government agency.
Other Controlling or Directing Interests
The organization has no other controlling or directing interests.
Active Registration Period
October 3, 2018
April 3, 2019
Organization's In-House Lobbyists
Name:
Becker, Lucy
October 3, 2018
Inactivation Date:
April 4, 2019
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more
effectively carry out the public interest regulatory mandate that it has been assigned by the
British Columbia Securities Commission.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Minister
Dix,
Adrian
Minister of Health
October 3, 2018
Minister
Horgan,
John
Premier
October 3, 2018
Minister
James,
Carole
Minister of Finance
October 3, 2018
MLA
Kang,
Anne
Burnaby-Deer Lake
October 3, 2018
Public Agency
British Columbia Securities Commission
October 3, 2018
Public Agency
Finance
October 3, 2018
Name:
Devault, Phil
October 3, 2018
Inactivation Date:
April 4, 2019
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more
effectively carry out the public interest regulatory mandate that it has been assigned by the
British Columbia Securities Commission.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Minister
Dix,
Adrian
Minister of Health
October 3, 2018
Minister
Horgan,
John
Premier
October 3, 2018
Minister
James,
Carole
Minister of Finance
October 3, 2018
MLA
Kang,
Anne
Burnaby-Deer Lake
October 3, 2018
Public Agency
British Columbia Securities Commission
October 3, 2018
Public Agency
Finance
October 3, 2018
Name:
Funt, Warren
October 3, 2018
Inactivation Date:
April 4, 2019
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more
effectively carry out the public interest regulatory mandate that it has been assigned by the
British Columbia Securities Commission.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Minister
Dix,
Adrian
Minister of Health
October 3, 2018
Minister
Horgan,
John
Premier
October 3, 2018
Minister
James,
Carole
Minister of Finance
October 3, 2018
MLA
Kang,
Anne
Burnaby-Deer Lake
October 3, 2018
Public Agency
British Columbia Securities Commission
October 3, 2018
Public Agency
Finance
October 3, 2018
Name:
Howard, Paul
October 3, 2018
Inactivation Date:
April 4, 2019
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more
effectively carry out the public interest regulatory mandate that it has been assigned by the
British Columbia Securities Commission.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Minister
Dix,
Adrian
Minister of Health
October 3, 2018
Minister
Horgan,
John
Premier
October 3, 2018
Minister
James,
Carole
Minister of Finance
October 3, 2018
MLA
Kang,
Anne
Burnaby-Deer Lake
October 3, 2018
Public Agency
British Columbia Securities Commission
October 3, 2018
Public Agency
Finance
October 3, 2018
Name:
Kriegler, Andrew J
October 3, 2018
Inactivation Date:
April 4, 2019
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more
effectively carry out the public interest regulatory mandate that it has been assigned by the
British Columbia Securities Commission.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Minister
Dix,
Adrian
Minister of Health
October 3, 2018
Minister
Horgan,
John
Premier
October 3, 2018
Minister
James,
Carole
Minister of Finance
October 3, 2018
MLA
Kang,
Anne
Burnaby-Deer Lake
October 3, 2018
Public Agency
British Columbia Securities Commission
October 3, 2018
Public Agency
Finance
October 3, 2018
Name:
Renzella, Elsa
October 3, 2018
Inactivation Date:
April 4, 2019
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more
effectively carry out the public interest regulatory mandate that it has been assigned by the
British Columbia Securities Commission.
