This version of the registration was submitted prior to the Lobbying Transparency Act coming into force on May 4, 2020. Due to different information requirements at that time, the registration is presented in the following format.
Registration ID: 752954 Submitted by lobbyist on: March 26, 2018 01:07:26 PM Accepted by Registrar on: March 26, 2018 01:41:02 PM
Designated Filer Information
Kriegler, Andrew J
121 King Street West Suite 2000
Toronto, ON, M5H 3T9
416-364-6133
Canada
Organization Information
Investment Industry Regulatory Organization of Canada (IIROC)
IIROC is the pan-Canadian public interest self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada
121 King Street West Suite 2000
Toronto, ON, M5H 3T9
514-392-3412
Canada
Relevant Affiliates
The client has no relevant affiliates.
Government or Government Agency Funding
The organization does not receive any funding from a government or government agency.
Other Controlling or Directing Interests
The organization has no other controlling or directing interests.
Active Registration Period
March 26, 2018
September 26, 2018
Organization's In-House Lobbyists
Name:
Becker, Lucy
March 26, 2018
Inactivation Date:
October 3, 2018
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Staff of Minister
Premier
March 26, 2018
Staff of Minister
Minister of Finance
March 26, 2018
Minister
Dix,
Adrian
Minister of Health
March 26, 2018
Minister
Horgan,
John
Premier
March 26, 2018
Minister
James,
Carole
Minister of Finance
March 26, 2018
MLA
Kang,
Anne
Burnaby-Deer Lake
March 26, 2018
Public Agency
British Columbia Securities Commission
March 26, 2018
Public Agency
Finance
March 26, 2018
Name:
Devault, Phil
March 26, 2018
Inactivation Date:
October 3, 2018
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Staff of Minister
Premier
March 26, 2018
Staff of Minister
Minister of Finance
March 26, 2018
Minister
Dix,
Adrian
Minister of Health
March 26, 2018
Minister
Horgan,
John
Premier
March 26, 2018
Minister
James,
Carole
Minister of Finance
March 26, 2018
MLA
Kang,
Anne
Burnaby-Deer Lake
March 26, 2018
Public Agency
British Columbia Securities Commission
March 26, 2018
Public Agency
Finance
March 26, 2018
Name:
Funt, Warren
March 26, 2018
Inactivation Date:
October 3, 2018
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Staff of Minister
Premier
March 26, 2018
Staff of Minister
Minister of Finance
March 26, 2018
Minister
Dix,
Adrian
Minister of Health
March 26, 2018
Minister
Horgan,
John
Premier
March 26, 2018
Minister
James,
Carole
Minister of Finance
March 26, 2018
MLA
Kang,
Anne
Burnaby-Deer Lake
March 26, 2018
Public Agency
British Columbia Securities Commission
March 26, 2018
Public Agency
Finance
March 26, 2018
Name:
Howard, Paul
March 26, 2018
Inactivation Date:
October 3, 2018
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Staff of Minister
Premier
March 26, 2018
Staff of Minister
Minister of Finance
March 26, 2018
Minister
Dix,
Adrian
Minister of Health
March 26, 2018
Minister
Horgan,
John
Premier
March 26, 2018
Minister
James,
Carole
Minister of Finance
March 26, 2018
MLA
Kang,
Anne
Burnaby-Deer Lake
March 26, 2018
Public Agency
British Columbia Securities Commission
March 26, 2018
Public Agency
Finance
March 26, 2018
Name:
Kriegler, Andrew J
March 26, 2018
Inactivation Date:
October 3, 2018
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Staff of Minister
Premier
March 26, 2018
Staff of Minister
Minister of Finance
March 26, 2018
Minister
Dix,
Adrian
Minister of Health
March 26, 2018
Minister
Horgan,
John
Premier
March 26, 2018
Minister
James,
Carole
Minister of Finance
March 26, 2018
MLA
Kang,
Anne
Burnaby-Deer Lake
March 26, 2018
Public Agency
British Columbia Securities Commission
March 26, 2018
Public Agency
Finance
March 26, 2018
Name:
Renzella, Elsa
March 26, 2018
Inactivation Date:
October 3, 2018
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.
