Review Registration - Organization

This version of the registration was submitted prior to the Lobbying Transparency Act coming into force on May 4, 2020. Due to different information requirements at that time, the registration is presented in the following format.

Registration ID: 752954
Submitted by lobbyist on: March 26, 2018 01:07:26 PM
Accepted by Registrar on: March 26, 2018 01:41:02 PM

Designated Filer Information

Kriegler, Andrew J  
121 King Street West Suite 2000  
Toronto, ON, M5H 3T9
416-364-6133
Canada  

Organization Information

Investment Industry Regulatory Organization of Canada (IIROC)  
IIROC is the pan-Canadian public interest self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada
121 King Street West Suite 2000  
Toronto, ON, M5H 3T9
514-392-3412
Canada  

Relevant Affiliates

The client has no relevant affiliates.

Government or Government Agency Funding


The organization does not receive any funding from a government or government agency.

Other Controlling or Directing Interests

The organization has no other controlling or directing interests.

Active Registration Period

March 26, 2018  
September 26, 2018  

Organization's In-House Lobbyists

 



Name: Becker, Lucy
 
March 26, 2018  
Inactivation Date: October 3, 2018

BC Public Office Background

This individual has not held any public office positions in BC.

Lobbying Activities

Financial Institutions

Introduction, modification or repeal of legislation, a bill or regulation

IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.

Target Contacts

Target Type Name Title or Constituency Date Added
Staff of Minister Premier March 26, 2018
Staff of Minister Minister of Finance March 26, 2018
Minister Dix, Adrian Minister of Health March 26, 2018
Minister Horgan, John Premier March 26, 2018
Minister James, Carole Minister of Finance March 26, 2018
MLA Kang, Anne Burnaby-Deer Lake March 26, 2018
Public Agency British Columbia Securities Commission March 26, 2018
Public Agency Finance March 26, 2018

Name: Devault, Phil
 
March 26, 2018  
Inactivation Date: October 3, 2018

BC Public Office Background

This individual has not held any public office positions in BC.

Lobbying Activities

Financial Institutions

Introduction, modification or repeal of legislation, a bill or regulation

IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.

Target Contacts

Target Type Name Title or Constituency Date Added
Staff of Minister Premier March 26, 2018
Staff of Minister Minister of Finance March 26, 2018
Minister Dix, Adrian Minister of Health March 26, 2018
Minister Horgan, John Premier March 26, 2018
Minister James, Carole Minister of Finance March 26, 2018
MLA Kang, Anne Burnaby-Deer Lake March 26, 2018
Public Agency British Columbia Securities Commission March 26, 2018
Public Agency Finance March 26, 2018

Name: Funt, Warren
 
March 26, 2018  
Inactivation Date: October 3, 2018

BC Public Office Background

This individual has not held any public office positions in BC.

Lobbying Activities

Financial Institutions

Introduction, modification or repeal of legislation, a bill or regulation

IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.

Target Contacts

Target Type Name Title or Constituency Date Added
Staff of Minister Premier March 26, 2018
Staff of Minister Minister of Finance March 26, 2018
Minister Dix, Adrian Minister of Health March 26, 2018
Minister Horgan, John Premier March 26, 2018
Minister James, Carole Minister of Finance March 26, 2018
MLA Kang, Anne Burnaby-Deer Lake March 26, 2018
Public Agency British Columbia Securities Commission March 26, 2018
Public Agency Finance March 26, 2018

Name: Howard, Paul
 
March 26, 2018  
Inactivation Date: October 3, 2018

BC Public Office Background

This individual has not held any public office positions in BC.

Lobbying Activities

Financial Institutions

Introduction, modification or repeal of legislation, a bill or regulation

IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.

Target Contacts

Target Type Name Title or Constituency Date Added
Staff of Minister Premier March 26, 2018
Staff of Minister Minister of Finance March 26, 2018
Minister Dix, Adrian Minister of Health March 26, 2018
Minister Horgan, John Premier March 26, 2018
Minister James, Carole Minister of Finance March 26, 2018
MLA Kang, Anne Burnaby-Deer Lake March 26, 2018
Public Agency British Columbia Securities Commission March 26, 2018
Public Agency Finance March 26, 2018

Name: Kriegler, Andrew J
 
March 26, 2018  
Inactivation Date: October 3, 2018

BC Public Office Background

This individual has not held any public office positions in BC.

Lobbying Activities

Financial Institutions

Introduction, modification or repeal of legislation, a bill or regulation

IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.

Target Contacts

Target Type Name Title or Constituency Date Added
Staff of Minister Premier March 26, 2018
Staff of Minister Minister of Finance March 26, 2018
Minister Dix, Adrian Minister of Health March 26, 2018
Minister Horgan, John Premier March 26, 2018
Minister James, Carole Minister of Finance March 26, 2018
MLA Kang, Anne Burnaby-Deer Lake March 26, 2018
Public Agency British Columbia Securities Commission March 26, 2018
Public Agency Finance March 26, 2018

Name: Renzella, Elsa
 
March 26, 2018  
Inactivation Date: October 3, 2018

BC Public Office Background

This individual has not held any public office positions in BC.

Lobbying Activities

Financial Institutions

Introduction, modification or repeal of legislation, a bill or regulation

IIROC is advocating for changes to the Securities Act in order to permit the organization to more effectively carry out the public interest regulatory mandate that it has been assigned by the British Columbia Securities Commission.

Target Contacts

Target Type Name Title or Constituency Date Added
Staff of Minister Premier March 26, 2018
Staff of Minister Minister of Finance March 26, 2018
Minister Dix, Adrian Minister of Health March 26, 2018
Minister Horgan, John Premier March 26, 2018
Minister James, Carole Minister of Finance March 26, 2018
MLA Kang, Anne Burnaby-Deer Lake March 26, 2018
Public Agency British Columbia Securities Commission March 26, 2018
Public Agency Finance March 26, 2018