This version of the registration was submitted prior to the Lobbying Transparency Act coming into force on May 4, 2020. Due to different information requirements at that time, the registration is presented in the following format.
Registration ID: 1130712 Submitted by lobbyist on: April 15, 2020 11:26:14 AM Accepted by Registrar on: April 15, 2020 03:46:38 PM
Designated Filer Information
Kriegler, Andrew J
121 King Street West Suite 2000
Toronto, ON, M5H 3T9
416-364-6133
Canada
Organization Information
Investment Industry Regulatory Organization of Canada (IIROC)
IIROC is the pan-Canadian public interest self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada
121 King Street West Suite 2000
Toronto, ON, M5H 3T9
514-392-3412
Canada
Relevant Affiliates
The client has no relevant affiliates.
Government or Government Agency Funding
The organization does not receive any funding from a government or government agency.
Other Controlling or Directing Interests
The organization has no other controlling or directing interests.
Active Registration Period
April 15, 2020
October 15, 2020
Organization's In-House Lobbyists
Name:
Becker, Lucy
April 15, 2020
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is a recognized self regulatory organization under the BC Securities Act. We are seeking
amendments to the Securities Act to: (1) grant us statutory immunity in the exercise of our regulatory duty; and (2) allow us to compel evidence in our disciplinary investigations and hearings.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Minister
Eby,
David
Minister of Attorney General
April 15, 2020
Staff of Minister
Harder,
Derrick
Minister of Attorney General
April 15, 2020
Staff of Minister
Harris,
Megan
Minister of Attorney General
April 15, 2020
Staff of Minister
Henry,
Molly
Minister of Finance
April 15, 2020
Minister
Horgan,
John
Premier
April 15, 2020
Minister
James,
Carole
Minister of Finance
April 15, 2020
Staff of Minister
Lawson,
Liam
Minister of Finance
April 15, 2020
Staff of Minister
Scott,
Douglas S.
Minister of Attorney General
April 15, 2020
Staff of Minister
Spilker,
Robyn
Minister of Finance
April 15, 2020
MLA
Kang,
Anne
Burnaby-Deer Lake
April 15, 2020
Public Agency
British Columbia Securities Commission
April 15, 2020
Public Agency
Finance
April 15, 2020
Name:
Funt, Warren
April 15, 2020
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is a recognized self regulatory organization under the BC Securities Act. We are seeking
amendments to the Securities Act to: (1) grant us statutory immunity in the exercise of our regulatory duty; and (2) allow us to compel evidence in our disciplinary investigations and hearings.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Minister
Eby,
David
Minister of Attorney General
April 15, 2020
Staff of Minister
Harder,
Derrick
Minister of Attorney General
April 15, 2020
Staff of Minister
Harris,
Megan
Minister of Attorney General
April 15, 2020
Staff of Minister
Henry,
Molly
Minister of Finance
April 15, 2020
Minister
Horgan,
John
Premier
April 15, 2020
Minister
James,
Carole
Minister of Finance
April 15, 2020
Staff of Minister
Lawson,
Liam
Minister of Finance
April 15, 2020
Staff of Minister
Scott,
Douglas S.
Minister of Attorney General
April 15, 2020
Staff of Minister
Spilker,
Robyn
Minister of Finance
April 15, 2020
MLA
Kang,
Anne
Burnaby-Deer Lake
April 15, 2020
Public Agency
British Columbia Securities Commission
April 15, 2020
Public Agency
Finance
April 15, 2020
Name:
Kriegler, Andrew J
April 15, 2020
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is a recognized self regulatory organization under the BC Securities Act. We are seeking
amendments to the Securities Act to: (1) grant us statutory immunity in the exercise of our regulatory duty; and (2) allow us to compel evidence in our disciplinary investigations and hearings.
Target Contacts
Target Type
Name
Title or Constituency
Date Added
Minister
Eby,
David
Minister of Attorney General
April 15, 2020
Staff of Minister
Harder,
Derrick
Minister of Attorney General
April 15, 2020
Staff of Minister
Harris,
Megan
Minister of Attorney General
April 15, 2020
Staff of Minister
Henry,
Molly
Minister of Finance
April 15, 2020
Minister
Horgan,
John
Premier
April 15, 2020
Minister
James,
Carole
Minister of Finance
April 15, 2020
Staff of Minister
Lawson,
Liam
Minister of Finance
April 15, 2020
Staff of Minister
Scott,
Douglas S.
Minister of Attorney General
April 15, 2020
Staff of Minister
Spilker,
Robyn
Minister of Finance
April 15, 2020
MLA
Kang,
Anne
Burnaby-Deer Lake
April 15, 2020
Public Agency
British Columbia Securities Commission
April 15, 2020
Public Agency
Finance
April 15, 2020
Name:
Renzella, Elsa
April 15, 2020
BC Public Office Background
This individual has not held any public office positions in BC.
Lobbying Activities
Financial Institutions
Introduction, modification or repeal of legislation, a bill or regulation
IIROC is a recognized self regulatory organization under the BC Securities Act. We are seeking
amendments to the Securities Act to: (1) grant us statutory immunity in the exercise of our regulatory duty; and (2) allow us to compel evidence in our disciplinary investigations and hearings.
